AML & RegTech AI Tools for Claude

Triage and investigate AML transaction monitoring alerts. Analyzes the alert context, applies typology patterns, determines false positive vs. true positive, and generates a disposition decision with documented rationale.

Structure and write a comprehensive financial crime investigation report. Covers the investigative timeline, evidence analysis, subject profile, legal authority assessment, and law enforcement referral narrative.

Compile and structure a Know Your Customer (KYC) / Customer Due Diligence (CDD) file for individual and entity customers. Covers identity verification, beneficial ownership, risk rating, and EDD triggers.

Review a quantitative model against SR 11-7 / OCC 2011-12 model risk management guidance. Assess documentation quality, validation scope, ongoing monitoring, and governance. Produce a validation summary and finding log.

Analyze potential OFAC SDN list matches for customers, counterparties, and transactions. Evaluate match quality, assess false positive vs. true hit, document the analysis, and recommend clearance or block.

Prepare for a bank regulatory examination or compliance audit. Organizes the exam request list, assigns document owners, drafts management responses to findings, and creates a remediation tracker.

Draft a Suspicious Activity Report (SAR) narrative for FinCEN filing. Structures the 5W narrative (who, what, when, where, why), applies red flag analysis, and produces a compliant, clear explanation of suspicious activity.